Financial and Regulatory Advice
Investment Asset Management Ltd. Financial Services Regulatory and Enforcement Practice
Provides practical, sophisticated and comprehensive advice to a broad spectrum of domestic and international regulated financial institutions and financial services firms, including banks, non-bank lenders, insurance and securities firms, and other types of financial services intermediaries and their non-financial counterparties.
Leveraging off the Firm’s marquee practice groups and client bases, including its Banking and Securitization practice groups, the Financial Services Regulatory and Enforcement Practice advises financial services institutions and their counterparties on all aspects of their organization and governance; transactions and operations; product development, marketing and distribution; and compliance activities.
Our Financial Services Regulatory and Enforcement Practice includes lawyers with senior-level experience with federal financial institution regulators, and offers extensive experience with, and an in-depth understanding of, the financial services industry.
Through our financial advice we bring to our clients a high level of substantive knowledge and judgment, the ability to understand and respond quickly and flexibly to clients’ needs and concerns. We also have a strong understanding of, and the ability to harmonize, the multiple legal and regulatory schemes that affect our clients’ business activities.
